/underwriter Profile
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Maxim Group LLC.

underwriter

Firm Overview

Maxim Group LLC is a full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan.

Aggregate Capital Deployment Matrix

Active/Searching: $2.9B (37.9%)
Liquidated: $695M (9.1%)

Total Capital Deployed

$7,665,706,500

Active / Searching Capital:
$2,902,150,000

Transaction Volume

89 Transactions

Merger Completion Rate

38.2%

Syndicate Intelligence

Frequent Underwriters

Key Executives & Board

Top Sectors

  • Pharmaceuticals3 Deals
  • SaaS1 Deals
  • Bio-based antimicrobial materials1 Deals
  • Agriculture Technology1 Deals
  • Logistics and Supply Chain1 Deals

Syndicate Deal History

TickerCompanyStatusTrustPriceWarrantIPO DateTime LeftDeal ValueSectorBookrunner
BSAB
BEST SPAC II Acquisition Corp.
searching
100.0M
$10.00
-Mar 2026
23mo
-GeneralMaxim Group LLC.
BHAV
BHAV Acquisition Corp
searching
100.0M
$10.00
1/2Feb 2026
22mo
-GeneralMaxim Group LLC.
TMTCU
TMT Acquisition Corp
closed
-
$1.20
1/1Jan 2026Done
450.0M
GeneralMaxim Group LLC.
PAXGU
Pine Tree Acquisition Corp.
searching
100.0M
$10.00
-Dec 2025
20mo
-GeneralMaxim Group LLC.
XFLH
XFLH Capital Corporation
searching
100.0M
$10.00
1/7Sep 2025
18mo
-GeneralMaxim Group LLC.
AIIA
AI Infrastructure Acquisition Corp.
searching
100.0M
$10.00
1/5Aug 2025
16mo
-GeneralMaxim Group LLC.
CAEA
Caedryn Acquisition Corporation I
searching
60.0M
$10.00
1/7Jul 2025
16mo
-GeneralMaxim Group LLC.
NMP
NMP Acquisition Corp.
searching
100.0M
$10.00
1/5May 2025
13mo
-GeneralMaxim Group LLC.
APAC
StoneBridge Acquisition II Corporation
searching
50.0M
$10.00
-May 2025
13mo
-GeneralMaxim Group LLC.
BSAA
BEST SPAC I (Holdings) Corp.
searching
55.0M
$10.00
-Mar 2025
12mo
-GeneralMaxim Group LLC.
UYSC
UY Scuti Acquisition Corp.
announced
50.0M
$10.00
-Feb 2025
6mo
1.0B
GeneralMaxim Group LLC.
NVNI
Mercato Partners Acquisition Corporation
closed
-
$10.00
-Feb 2025Done
235.0M
SaaS
Pierre Schurmann
HSPT
Horizon Space Acquisition II Corp.
closed
60.0M
$10.00
-Oct 2024Done
5.6B
GeneralMaxim Group LLC.
ASPC
A SPAC III Acquisition Corp.
closed
55.0M
$10.00
-Oct 2024Done
217.9M
Bio-based antimicrobial materialsMaxim Group LLC.
EURK
Eureka Acquisition Corp
closed
50.0M
$10.00
-Mar 2024Done-GeneralMaxim Group LLC.
IBLUU
Blue Room Acquisition Corp.
searching
204.0M
$10.00
1/1Dec 2023--GeneralMaxim Group LLC.
JVSA
JVSPAC Acquisition Corp.
closed
50.0M
$10.00
-Oct 2023Done
2.3B
GeneralMaxim Group LLC.
HSPO
Horizon Space Acquisition I Corp.
liquidated
61.1M
$10.00
1/1Nov 2022Done-GeneralNetwork 1 Financial Securities, Inc.
PRE
Artisan Acquisition Corp
closed
50.6M
$10.00
1/3May 2022Done-GeneralGuggenheim Securities, LLC
MARX
Mars Acquisition Corp.
closed
76.1M
$10.00
1/2May 2022Done
140.0M
GeneralMaxim Group LLC.
CEAC
CE Energy Acquisition Corp.
searching
102.0M
$10.00
1/1May 2022--GeneralMaxim Group LLC.
ASUUF
A SPAC II Acquisition Corp.
liquidated
188.2M
$10.00
1/2Mar 2022Done-GeneralMaxim Group LLC.
LBBB
Lakeshore Acquisition II Corp.
closed
60.9M
$10.00
1/2Jan 2022Done
230.0M
Agriculture TechnologyNetwork 1 Financial Securities, Inc.
DHAI
Aurora Technology Acquisition Corp.
announced
200.0M
$2.92
1/1Dec 2021--GeneralMaxim Group LLC.
BWAQ
Blue World Acquisition Corporation
closed
80.8M
$10.00
1/2Dec 2021Done-GeneralMaxim Group LLC.
AIB
AIB Acquisition Corporation
closed
75.8M
$10.00
-Oct 2021Done
200.0M
Logistics and Supply ChainMaxim Group LLC.
BWTR
Blue Water Acquisition Corp. II
searching
75.0M
$10.00
1/2Oct 2021--GeneralMaxim Group LLC.
TVGN
Semper Paratus Acquisition Corporation
announced
306.0M
$10.00
1/2Oct 2021-
1.2B
GeneralCantor Fitzgerald & Co.
VERT
Verity Acquisition Corporation.
searching
175.0M
$10.00
1/2Oct 2021--GeneralMaxim Group LLC.
MSAI
SportsMap Tech Acquisition Corp.
closed
102.0M
$1.98
3/4Sep 2021Done
100.0M
GeneralRoth Capital Partners, LLC
TMTC
TMT Acquisition Corp
liquidated
61.2M
$10.00
1/5Sep 2021Done
450.0M
GeneralMaxim Group LLC.
HPAC
Henley Park Acquisition Corp.
searching
177.6M
$10.00
3/4Sep 2021--GeneralMaxim Group LLC.
REAI
Renewable Energy Acquisition Corp.
searching
75.0M
$10.00
1/2Sep 2021--GeneralMaxim Group LLC.
SUPE
Super Plus Acquisition Corporation
searching
60.9M
$10.00
1/1Sep 2021--GeneralMaxim Group LLC.
KACUF
Kairous Acquisition Corp. Limited
searching
75.8M
$10.00
1/2Aug 2021--GeneralMaxim Group LLC.
MEOA
Minority Equality Opportunities Acquisition Inc.
closed
101.5M
$10.00
-Jul 2021Done
71.1M
GeneralMaxim Group LLC.
NFTT
Neo Technology Acquisition Corporation
searching
40.8M
$10.00
-Jul 2021--GeneralMaxim Group LLC.
REVE
Alpine Acquisition Corporation
announced
102.0M
$10.00
1/2Jul 2021--GeneralMaxim Group LLC.
JTAI
Oxbridge Acquisition Corp.
closed
101.5M
$10.00
1/1Jul 2021Done-Private AviationMaxim Group LLC.
AIAC
Aquarius I Acquisition Corp.
searching
76.1M
$10.00
1/1Jul 2021--GeneralMaxim Group LLC.
GDST
Goldenstone Acquisition Limited
closed
50.8M
$10.00
1/2Jun 2021Done-Hydrogen Fuel Cell TechnologiesMaxim Group LLC.
SAGA
Sagaliam Acquisition Corp.
liquidated
101.0M
$10.00
-May 2021Done-GeneralEF Hutton, division of Benchmark Investments, LLC
EUDA
8i Acquisition 2 Corp.
announced
86.3M
$10.00
1/2May 2021--GeneralGuggenheim Securities, LLC
CTOR
TenX Keane Acquisition
closed
50.5M
$2.82
-May 2021Done-PharmaceuticalsMaxim Group LLC.
BSGA
Blue Safari Group Acquisition Corp.
announced
50.5M
$10.00
-May 2021--Cryptocurrency MiningMaxim Group LLC.
MLXAU
Mericsson Acquisition Corporation
searching
40.8M
$10.00
-May 2021--GeneralMaxim Group LLC.
RICOU
Agrico Acquisition Corp.
announced
127.5M
$10.00
1/2Apr 2021--GeneralMaxim Group LLC.
GGGV
G3 VRM Acquisition Corp.
searching
101.5M
$10.00
1/2Apr 2021--GeneralMaxim Group LLC.
OTEC
OceanTech Acquisitions I Corp.
closed
101.0M
$10.00
1/1Apr 2021Done
96.0M
GeneralMaxim Group LLC.
CLOE
Clover Leaf Capital Corp.
closed
126.9M
$10.00
-Apr 2021Done
125.0M
Live Event EntertainmentMaxim Group LLC.
ITAQ
Industrial Tech Acquisitions II, Inc.
closed
153.0M
$10.00
1/2Mar 2021Done
450.0M
Renewable FuelsWells Fargo Securities, LLC
CAVU
CAVU Technology Acquisition Corp.
searching
100.0M
$10.00
1/2Mar 2021--GeneralMaxim Group LLC.
MPAC
Model Performance Acquisition Corp.
searching
50.5M
$10.00
1/2Mar 2021--GeneralMaxim Group LLC.
AVAC
Avalon Acquisition Inc.
closed
152.3M
$10.00
3/4Feb 2021Done-GeneralMaxim Group LLC.
AACP
Aeon Acquisition Corp.
searching
125.0M
$10.00
1/2Jan 2021--GeneralMaxim Group LLC.
UK
Ucommune International Ltd
closed
-
$5.00
1/2Jan 2021Done
700.0M
Agile office spaceMaxim Group LLC.
ARKO
ARKO Corp.
closed
-
$10.00
-Jan 2021Done
1.5B
Convenience Store IndustryStifel, Nicolaus & Company, Incorporated
ICU
LMFAO Sponsor, LLC
announced
76.5M
$0.97
1/1Jan 2021-
85.0M
Medical TechnologyMaxim Group LLC.
MSAC
Medicus Sciences Acquisition Corp.
liquidated
80.0M
$10.00
0.11Dec 2020Done-GeneralMaxim Group LLC.
SCLX
Vickers Vantage Corp. I
closed
101.0M
$10.00
1/2Dec 2020Done-biopharmaceuticalMaxim Group LLC.
CRXT
Blue Water Acquisition Corp.
liquidated
25.4M
$2.08
1/2Sep 2020Done-PharmaceuticalsMaxim Group LLC.
OTRA
OTR Acquisition Corp.
closed
117.9M
$10.00
1/2Aug 2020Done
126.0M
BiotechnologyMaxim Group LLC.
CPTN
Growth Capital Acquisition Corp.
closed
150.0M
$10.00
1/2Aug 2020Done
1.5B
GeneralMaxim Group LLC.
ITAC
Industrial Tech Acquisitions, Inc.
closed
75.8M
$10.00
1/1Aug 2020Done-GeneralMaxim Group LLC.
ASTR
Holicity Inc.
announced
250.0M
$10.00
1/3Jul 2020-
2.0B
GeneralMaxim Group LLC.
ILLR
AGBA Acquisition Limited
closed
40.0M
$10.00
1/2Apr 2019Done
555.0M
GeneralMaxim Group LLC.
RBZ
Draper Oakwood Technology Acquisition, Inc.
closed
-
$5.00
-Feb 2019Done
252.0M
Online Luxury MarketRoth Capital Partners, LLC
DPHC
DiamondPeak Holdings Corp.
announced
250.0M
$10.00
1/3Jan 2019--GeneralMaxim Group LLC.
RVPH
Tenzing Acquisition Corp.
announced
50.5M
$4.82
3/4Jul 2018-
62.4M
BiopharmaceuticalsMaxim Group LLC.
HOFV
Gordon Pointe Acquisition Corp.
liquidated
126.3M
$2.45
1/1Dec 2017Done-GeneralMaxim Group LLC.
I-AM Capital Acquisition Company
searching
50.8M
$2.90
1/1Jul 2017--GeneralMaxim Group LLC.
ETHZ
KBL Merger Corp. IV
announced
101.0M
$1.41
1.50Apr 2017-
175.0M
PharmaceuticalsLadenburg Thalmann & Co., Inc.
NESR
National Energy Services Reunited Corp.
announced
200.0M
$10.00
1/2Mar 2017--Oilfield ServicesMaxim Group LLC.
PRTH
M I Acquisitions, Inc.
liquidated
51.5M
$10.00
1/1Jul 2016Done
947.8M
Merchant Acquiring and Commercial Payment SolutionsChardan Capital Markets, LLC
PHUN
Phunware, Inc.
announced
80.8M
$10.00
1/1Jun 2016-
301.0M
GeneralMaxim Group LLC.
GEFA
GEF Acquisition Corporation
searching
101.0M
$10.00
1/1Mar 2016--GeneralEarlyBird Capital, Inc.
ISUN
iSun, Inc.
announced
41.4M
$10.00
1/2Nov 2015--Solar EnergyChardan Capital Markets, LLC
PLTE
Pulte Acquisition Corp.
searching
70.0M
$10.00
1/2Nov 2015--GeneralChardan Capital Markets, LLC
AACO
Avondale Acquisition Corp.
searching
200.0M
$10.00
1/2Apr 2015--GeneralMaxim Group LLC.
STGG
STG Group, Inc.
announced
63.3M
$10.00
-Sep 2013--GeneralCowen and Company, LLC
RCS Capital Corporation
announced
-
$29.74
-Feb 2013--GeneralMerrill, Lynch, Pierce, Fenner & Smith Incorporated
NMAR
Nautilus Marine Acquisition Corp.
searching
60.6M
$10.00
1/1Jun 2011--GeneralMaxim Group LLC.
Grassmere Acquisition Corporation
searching
50.5M
$10.00
1/1May 2011--GeneralLazard Capital Markets LLC
PACQ
Prime Acquisition Corp.
searching
40.0M
$10.00
1/2Jan 2011--GeneralChardan Capital Markets, LLC
BINI
Cazador Acquisition Corporation Ltd.
announced
50.0M
$10.00
1/1Sep 2010-
97.7M
Electric VehiclesRodman & Renshaw, LLC
GGEEF
Golden Green Enterprises Limited
closed
-
-
-Sep 2009Done-Steel ManufacturingMaxim Group LLC.
DJSP Enterprises, Inc.
searching
54.3M
$8.00
-Jul 2008--General
BWOW
China Fundamental Acquisition Corporation
searching
30.0M
$8.00
1/1Apr 2008--GeneralChardan Capital Markets, LLC
BPW Acquisition Corp.
searching
-
$10.00
1/1Nov 2007--GeneralCitigroup Global Markets, Inc.