/underwriter Profile

Cowen and Company, LLC

underwriter

Firm Overview

Cowen and Company, LLC operates as an institutional brokerage company.

Aggregate Capital Deployment Matrix

Active/Searching: $2.76B (31.3%)

Liquidated: $400M (4.5%)

Total Capital Deployed

$8,836,000,000

Active / Searching Capital:

$2,763,500,000

Transaction Volume

45 Transactions

Merger Completion Rate

28.9%

Syndicate Intelligence

Frequent Underwriters

Citigroup Global Markets, Inc.6 Deals
Intrepid Partners, LLC5 Deals
Morgan Stanley & Co. LLC4 Deals
UBS Securities LLC4 Deals
Siebert Williams Shank & Co., LLC4 Deals

Key Executives & Board

Jeff Tuder3 Deals
Bob Diamond3 Deals
Michele Cito3 Deals
Peter Ort3 Deals
Thomas King3 Deals

Top Sectors

Digital Media2 Deals
fabless semiconductor1 Deals
Oil and Gas1 Deals
Healthcare Technology1 Deals
Technology-enabled point-of-sale financing1 Deals

Syndicate Deal History

Ticker	Company	Status	Trust	Price	Warrant	IPO Date	Time Left	Deal Value	Sector	Bookrunner
IACI	Intrepid Acquisition Corporation I	searching	204.0M	$10.00	1/2	Jan 2022	-	-	General	Cowen and Company, LLC
USSC	Constitution Acquisition Corp.	searching	204.0M	$10.00	1/2	Dec 2021	-	-	General	Cowen and Company, LLC
DPCS	DP Cap Acquisition Corp I	searching	200.0M	$10.00	1/2	Oct 2021	-	-	General	Cowen and Company, LLC
	ForgeRock, Inc.	announced	-	$22.50	-	Aug 2021	-	-	General	Morgan Stanley & Co. LLC
SDIG	Stronghold Digital Mining, Inc.	announced	-	$17.00	-	Jul 2021	-	-	General	B. Riley Securities, Inc.
DALS	DA32 Life Science Tech Acquisition Corp.	searching	200.0M	$10.00	-	Jul 2021	-	-	General	J.P. Morgan Chase
FACQ	Foresight II	searching	204.0M	$10.00	1/2	Jun 2021	-	-	General	Cowen and Company, LLC
OMIC	Singular Genomics Systems, Inc.	announced	-	$21.00	-	May 2021	-	-	General	J.P. Morgan Chase
ATAI	Atai Beckley N.V.	announced	-	$14.00	-	Apr 2021	-	-	General	Credit Suisse Securities (USA) LLC
DGON	Black Dragon Acquisition Corp. I	searching	250.0M	$10.00	1/3	Apr 2021	-	-	General	Cowen and Company, LLC
GCTS	Concord Acquisition Corp III	announced	250.0M	$10.00	1/3	Mar 2021	-	350.0M	fabless semiconductor	Citigroup Global Markets, Inc.
CNDA	Concord Acquisition Corp II	closed	250.0M	$10.00	1/3	Mar 2021	Done	-	General	Citigroup Global Markets, Inc.
AFAC	Arena Fortify Acquisition Corp.	liquidated	200.0M	$10.00	1/2	Mar 2021	Done	-	General	Cowen and Company, LLC
PANA	Panacea Acquisition Corp. II	searching	150.0M	$10.00	-	Mar 2021	-	-	General	Cowen and Company, LLC
DSPQ	Denham Sustainable Performance Acquisition Corp.	searching	200.0M	$10.00	1/3	Mar 2021	-	-	General	UBS Securities LLC
BGSX	Build Acquisition Corp.	liquidated	200.0M	$10.00	1/3	Feb 2021	Done	-	General	Cowen and Company, LLC
AFAQ	AF Acquisition Corp.	searching	200.0M	$10.00	1/3	Feb 2021	-	-	General	Cowen and Company, LLC
EQRX	CM Life Sciences III Inc.	closed	400.0M	$10.00	1/5	Feb 2021	Done	3.7B	General	Jefferies LLC
SCAQ	Stratim Cloud Acquisition Corp.	searching	250.0M	$10.00	1/3	Feb 2021	-	-	General	BofA Securities, Inc.
BTMD	Haymaker Acquisition Corp. III	announced	300.0M	$10.00	1/3	Feb 2021	-	555.0M	General	Truist Securities, Inc.
SOC	Flame Acquisition Corp.	closed	62.2M	$10.00	1/2	Feb 2021	Done	-	Oil and Gas
ADTH	MCAP Acquisition Corporation	announced	250.0M	$10.00	1/3	Feb 2021	-	775.0M	Digital Media	Cowen and Company, LLC
LGV	Longview Acquisition Corp. II	announced	500.0M	$10.00	1/5	Jan 2021	-	-	Healthcare Technology	UBS Securities LLC
SPAQ	Spartan Acquisition Corp. III	closed	400.0M	$10.00	1/4	Jan 2021	Done	-	General	Credit Suisse Securities (USA) LLC
NXU	Novus Capital Corporation II	announced	250.0M	$10.00	1/1	Jan 2021	-	1.1B	General	Cowen and Company, LLC
FORE	Foresight Acquisition Corp.	announced	275.0M	$10.00	1/3	Jan 2021	-	2.1B	General	Cowen and Company, LLC
BZFD	890 5th Avenue Partners, Inc.	closed	250.0M	$10.00	1/3	Dec 2020	Done	1.2B	Digital Media	Cowen and Company, LLC
VTIQ	VectoIQ Acquisition Corp. II	searching	300.0M	$10.00	1/5	Dec 2020	-	-	General	Cowen and Company, LLC
CND	Concord Acquisition Corp	closed	200.0M	$10.00	1/2	Oct 2020	Done	-	General	Cowen and Company, LLC
SPRQ	Spartan Acquisition Corp. II	announced	400.0M	$10.00	1/3	Oct 2020	-	1.2B	Technology-enabled point-of-sale financing	Citigroup Global Markets, Inc.
SMR	Spring Valley Acquisition Corp.	announced	145.5M	$10.00	1/2	Sep 2020	-	1.9B	Agriculture	Cowen and Company, LLC
IACA	ION Acquisition Corp 1 Ltd.	closed	200.0M	$10.00	1/5	Sep 2020	Done	-	General	Cowen and Company, LLC
ASAQ	Atlantic Avenue Acquisition Corp	searching	250.0M	$10.00	1/2	Sep 2020	-	-	General	Cowen and Company, LLC
GWH	ACON S2 Acquisition Corp.	announced	250.0M	$10.00	1/3	Aug 2020	-	1.1B	General	Deutsche Bank Securities Inc.
PANA	Panacea Acquisition Corp.	announced	125.0M	$10.00	1/3	Jun 2020	-	2.0B	Biopharmaceutical	Cowen and Company, LLC
BFLY	Longview Acquisition Corp.	closed	300.0M	$10.00	1/3	May 2020	Done	-	Digital Health	Cowen and Company, LLC
SNAX	Andina Acquisition Corp. III	closed	100.0M	$0.86	1/1	Nov 2018	Done	130.0M	Healthy Snacking	Cowen and Company, LLC
ASLE	Monocle Acquisition Corporation	searching	151.5M	$10.00	1/1	Nov 2018	-	-	General	Cowen and Company, LLC
VTIQ	VectoIQ Acquisition Corp.	announced	200.0M	$10.00	3/4	Apr 2018	-	-	Transportation	Cowen and Company, LLC
KLR	GigCapital, Inc.	announced	150.0M	$6.32	1/2	Nov 2017	-	-	General	Oppenheimer & Co., Inc.
CNAC	Constellation Alpha Capital Corp.	closed	125.0M	$10.00	1/2	May 2017	Done	-	Molecular Genomics	Cowen and Company, LLC
MMDM	Modern Media Acquisition Corp.	announced	151.5M	$10.00	1/2	Mar 2017	-	380.0M	General	Macquarie Capital (USA) Inc.
STGG	STG Group, Inc.	announced	63.3M	$10.00	-	Sep 2013	-	-	General	Cowen and Company, LLC
CACG	Chart Acquisition Corp.	closed	75.0M	$10.00	-	Oct 2011	Done	-	General	Deutsche Bank Securities Inc.
CVRS	Corindus Vascular Robotics, Inc.	closed	-	$4.25	-	Aug 2011	Done	-	General	Cowen and Company, LLC