/underwriter Profile
Firm Overview
B. Riley & Co., LLC is an investment bank that provides corporate finance, research, and sales & trading services to corporate, institutional, and high net worth clients.
Aggregate Capital Deployment Matrix
Active/Searching: $136M (4.9%)
Liquidated: $346M (12.4%)
Total Capital Deployed
$2,790,400,000
Active / Searching Capital:
$136,350,000Transaction Volume
16 Transactions
Merger Completion Rate
6.3%
Syndicate Intelligence
Frequent Underwriters
- Chardan Capital Markets, LLC4 Deals
- FBR Capital Markets & Co.2 Deals
- I-Bankers Securities Incorporated2 Deals
- Citigroup Inc.1 Deals
- Raymond James1 Deals
Key Executives & Board
- Daniel Shribman2 Deals
- Kenneth Young2 Deals
- Patrick J. Bartels, Jr.2 Deals
- James L. Kempner2 Deals
- Timothy M. Presutti2 Deals
Top Sectors
- Media and Entertainment1 Deals
- Concrete Pumping Services1 Deals
- Pharmaceuticals1 Deals
Syndicate Deal History
| Ticker | Company | Status | Trust | Price | Warrant | IPO Date | Time Left | Deal Value | Sector | Bookrunner |
|---|---|---|---|---|---|---|---|---|---|---|
| GLAQ | Globis Acquisition Corp. | closed | 101.0M | $10.00 | 1/1 | Nov 2020 | Done | - | General | Chardan Capital Markets, LLC |
| EOSE | B. Riley Principal Merger Corp. II | closed | 200.0M | $10.00 | 1/2 | Apr 2020 | Done | - | General | B. Riley & Co., LLC |
| RCOR | Chardan Healthcare Acquisition 2 Corp. | closed | 85.0M | $10.00 | 1/2 | Mar 2020 | Done | - | General | Chardan Capital Markets, LLC |
| CURI | Software Acquisition Group Inc. | closed | 125.0M | $10.00 | 1/2 | Oct 2019 | Done | - | Media and Entertainment | B. Riley & Co., LLC |
| NFIN | Netfin Acquisition Corp. | liquidated | 220.0M | $10.00 | 1/1 | Jul 2019 | Done | - | General | B. Riley & Co., LLC |
| ALTG | Alta Equipment Group Inc. | announced | 125.0M | $10.00 | 1/2 | Mar 2019 | - | - | General | B. Riley & Co., LLC |
| PHGE | Chardan Healthcare Acquisition Corp. | announced | 70.0M | $10.00 | 1/2 | Nov 2018 | - | - | General | Chardan Capital Markets, LLC |
| CCC | Churchill Capital Corp | announced | 600.0M | $10.00 | 1/2 | Aug 2018 | - | - | General | Citigroup Inc. |
| LFAC | Landsea Homes Corporation | searching | 136.4M | $10.00 | 1/1 | May 2018 | - | - | General | B. Riley & Co., LLC |
| TMCX | Trinity Merger Corp. | closed | 306.0M | $10.00 | 1/1 | Apr 2018 | Done | - | General | B. Riley & Co., LLC |
| HOFV | Gordon Pointe Acquisition Corp. | liquidated | 126.3M | $2.45 | 1/1 | Dec 2017 | Done | - | General | Maxim Group LLC. |
| BBCP | Industrea Acquisition Corp. | announced | 204.0M | $6.54 | 1/2 | Jun 2017 | - | 610.0M | Concrete Pumping Services | UBS Securities LLC |
| ETHZ | KBL Merger Corp. IV | announced | 101.0M | $1.41 | 1.50 | Apr 2017 | - | 175.0M | Pharmaceuticals | Ladenburg Thalmann & Co., Inc. |
| HFFG | Stars Acquisition Corp. | announced | 40.8M | $10.00 | - | Oct 2016 | - | 408.3M | General | Chardan Capital Markets, LLC |
Capitol Acquisition Corp. III | announced | 350.0M | $10.00 | 1/2 | Aug 2015 | - | - | General | Citigroup Global Markets, Inc. | |
| GSL | Global Ship Lease, Inc. | closed | - | - | - | Sep 2008 | Done | - | General | B. Riley & Co., LLC |