/Institution Profile

UBS Financial Services Inc.

Institution

UBS Financial Services Inc. is the U.S. wealth management subsidiary of UBS that provides financial advice, brokerage, and investment services.

Active/Searching: $700M (77.4%)

Liquidated: $204M (22.6%)

$904,000,000

Active / Searching Capital:

$700,000,000

3 Transactions

66.7%

Syndicate Intelligence

Ticker	Company	Status	Trust	Price	Warrant	IPO Date	Time Left	Deal Value	Sector	Bookrunner
AAQC	AAC	searching	400.0M	$10.00	1/3	Mar 2021	-	-	General	AAC
NPAB	New Providence Acquisition Corp. II	liquidated	204.0M	$10.00	1/3	Feb 2021	Done	-	General	Deutsche Bank Securities Inc.
NPAC	New Providence Acquisition Corp. III	searching	300.0M	$10.00	1/3	Feb 2021	-	-	General	Deutsche Bank Securities Inc.