/underwriter Profile
Total Capital Deployed
$75,000,000
Active / Searching Capital:
-Transaction Volume
2 Transactions
Merger Completion Rate
0.0%
Syndicate Intelligence
Frequent Underwriters
- Merrill, Lynch, Pierce, Fenner & Smith Incorporated1 Deals
- Barclays Capital Inc.1 Deals
- Citigroup Global Markets, Inc.1 Deals
- JMP Securities LLC1 Deals
- J.P. Morgan Chase1 Deals
Key Executives & Board
- Brian D. Jones1 Deals
- Nicholas S. Schorsch1 Deals
- William M. Kahane1 Deals
- Edward M. Weil, Jr.1 Deals
- Peter M. Budko1 Deals
Syndicate Deal History
| Ticker | Company | Status | Trust | Price | Warrant | IPO Date | Time Left | Deal Value | Sector | Bookrunner |
|---|---|---|---|---|---|---|---|---|---|---|
RCS Capital Corporation | announced | - | $29.74 | - | Feb 2013 | - | - | General | Merrill, Lynch, Pierce, Fenner & Smith Incorporated | |
| CACG | Chart Acquisition Corp. | closed | 75.0M | $10.00 | - | Oct 2011 | Done | - | General | Deutsche Bank Securities Inc. |